SEERIA KIM is an investment adviser representative (IAR) with state registration records since 2007, appearing at 5 firms. Currently registered with CHARLES SCHWAB & CO., INC..
| Firm | From | To | Current |
|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | 2023-04-19 | present | Yes |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2009-08-18 | 2023-09-07 | — |
| TD AMERITRADE, INC. | 2009-08-18 | 2022-10-14 | — |
| WADDELL & REED | 2008-08-13 | 2009-07-17 | — |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2007-06-13 | 2008-08-08 | — |