Tracy A. Caruso is an investment adviser representative (IAR) with state registration records since 2009, appearing at 3 firms. Currently registered with J.P. MORGAN SECURITIES LLC.
| Firm | From | To | Current |
|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | 2021-03-15 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2012-03-29 | 2021-03-17 | — |
| DEUTSCHE BANK SECURITIES INC. | 2009-01-14 | 2012-04-13 | — |