Katherine Ann Cook Maki is an investment adviser representative (IAR) with state registration records since 2021, appearing at 2 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2022-09-02 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2021-07-09 | 2022-05-03 | — |