James Brennan

James Brennan is an investment adviser representative (IAR) with state registration records since 2008, appearing at 5 firms. Currently registered with NATIONWIDE INVESTMENT ADVISORS, LLC.

Registration history (6)

FirmFromToCurrent
NATIONWIDE INVESTMENT ADVISORS, LLC2024-09-30presentYes
MORGAN STANLEY SMITH BARNEY LLC2022-03-112024-09-24
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2018-07-302022-03-07
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2011-09-302012-08-17
KESTRA INVESTMENT SERVICES, LLC2009-01-052010-03-30
WELLS FARGO CLEARING SERVICES, LLC2008-01-312009-01-02

More