JAMES M WALLACE

JAMES M WALLACE is an investment adviser representative (IAR) with state registration records since 2007, appearing at 4 firms. Currently registered with CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC..

Registration history (5)

FirmFromToCurrent
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.2024-04-23presentYes
OSAIC FS, INC.2016-11-292024-04-24
SECURITIES AMERICA ADVISORS, INC.2014-08-082016-11-21
OSAIC FS, INC.2014-03-132014-08-14
EQUITABLE ADVISORS, LLC2007-03-292014-03-04

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