CATHERINE SHANER CARLOCK is an investment adviser representative (IAR) with state registration records since 2007, appearing at 3 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2018-01-31 | present | Yes |
| THE MAIN STREET GROUP, LTD | 2015-10-15 | 2018-01-19 | — |
| LPL FINANCIAL LLC | 2009-01-30 | 2015-11-17 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2007-04-19 | 2008-12-22 | — |