PATRICK NEAL BROOME

PATRICK NEAL BROOME is an investment adviser representative (IAR) with state registration records since 2010, appearing at 4 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (4)

FirmFromToCurrent
LPL FINANCIAL LLC2017-11-29presentYes
NATIONAL PLANNING CORPORATION2013-02-062017-11-29
SECURITIES AMERICA ADVISORS, INC.2012-05-042013-02-07
TLG ADVISORS, INC.2010-08-172012-06-08

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