JAMES M STAPLETON is an investment adviser representative (IAR) with state registration records since 2010, appearing at 2 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2014-03-20 | present | Yes |
| EQUITABLE ADVISORS, LLC | 2010-03-15 | 2011-04-28 | — |