JAMES ROBERT CALDWELL is an investment adviser representative (IAR) with state registration records since 2012, appearing at 3 firms. Currently registered with BFC PLANNING, INC..
| Firm | From | To | Current |
|---|---|---|---|
| BFC PLANNING, INC. | 2019-02-11 | present | Yes |
| SECURITIES AMERICA ADVISORS, INC. | 2015-09-14 | 2019-02-07 | — |
| CURIAN CAPITAL, LLC | 2012-09-05 | 2015-09-15 | — |