Robert A Cortez

Robert A Cortez is an investment adviser representative (IAR) with state registration records since 2007, appearing at 6 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.

Registration history (7)

FirmFromToCurrent
AMERIPRISE FINANCIAL SERVICES, LLC2023-10-20presentYes
AMERIPRISE FINANCIAL SERVICES, LLC2021-05-182023-09-28
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2016-01-262021-06-01
USAA FINANCIAL PLANNING SERVICES2012-11-072015-09-02
USAA INVESTMENT SERVICES COMPANY2010-10-122012-11-08
NEW ENGLAND SECURITIES2010-03-162010-06-23
EDWARD D. JONES & CO., L.P.2007-05-112009-05-13

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