KWAN-ROK KONG

KWAN-ROK KONG is an investment adviser representative (IAR) with state registration records since 2007, appearing at 4 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.

Registration history (4)

FirmFromToCurrent
AMERIPRISE FINANCIAL SERVICES, LLC2018-11-16presentYes
MORGAN STANLEY SMITH BARNEY LLC2013-08-292018-11-16
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2012-06-262013-08-29
EDWARD D. JONES & CO., L.P.2007-09-072012-06-25

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