Richard LOUIS Trotta

Richard LOUIS Trotta is an investment adviser representative (IAR) with state registration records since 2008, appearing at 9 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.

Registration history (11)

FirmFromToCurrent
WELLS FARGO CLEARING SERVICES, LLC2024-04-19presentYes
CITIZENS SECURITIES, INC.2022-05-202024-04-19
SANTANDER SECURITIES LLC2016-05-312022-04-08
STONEX ADVISORS INC.2015-01-302016-06-07
WRP INVESTMENTS, INC.2015-01-062015-01-30
COINBASE CAPITAL MARKETS CORP2013-05-092015-01-09
LIBERTY ASSET MANAGEMENT2012-11-202013-08-06
WELLS FARGO CLEARING SERVICES, LLC2010-11-152012-10-16
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC2009-01-022009-10-20
RAYMOND JAMES FINANCIAL SERVICES, INC.2008-12-232009-01-02
WELLS FARGO CLEARING SERVICES, LLC2008-07-142008-12-17

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