James Legg is an investment adviser representative (IAR) with state registration records since 2009, appearing at 3 firms. Currently registered with CHARLES SCHWAB & CO., INC..
| Firm | From | To | Current |
|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | 2024-12-04 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2023-02-02 | 2024-10-01 | — |
| J.P. MORGAN SECURITIES LLC | 2016-08-16 | 2023-02-02 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2009-10-26 | 2016-08-15 | — |