Mark C Chen

Mark C Chen is an investment adviser representative (IAR) with state registration records since 2014, appearing at 4 firms. Currently registered with HSBC SECURITIES (USA) INC..

Registration history (5)

FirmFromToCurrent
HSBC SECURITIES (USA) INC.2022-03-30presentYes
TLG ADVISORS, INC.2019-04-262022-03-11
U.S. BANCORP ADVISORS, LLC2017-06-222019-03-07
HSBC SECURITIES (USA) INC.2015-05-062017-06-27
EDWARD D. JONES & CO., L.P.2014-11-142015-03-10

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