JAMES INGOE is an investment adviser representative (IAR) with state registration records since 2007, appearing at 3 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2015-12-10 | present | Yes |
| FSC SECURITIES CORPORATION | 2009-01-15 | 2015-12-14 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2007-07-27 | 2008-12-22 | — |