RUPERTO ROMAN JR is an investment adviser representative (IAR) with state registration records since 2013, appearing at 2 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 2015-06-11 | present | Yes |
| PFS INVESTMENTS INC. | 2013-01-28 | 2015-06-02 | — |