TOMMY THO TRAN is an investment adviser representative (IAR) with state registration records since 2007, appearing at 5 firms. Currently registered with CITIGROUP GLOBAL MARKETS INC..
| Firm | From | To | Current |
|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | 2016-04-25 | present | Yes |
| BANCWEST INVESTMENT SERVICES, INC. | 2014-10-21 | 2016-05-12 | — |
| J.P. MORGAN SECURITIES LLC | 2012-10-01 | 2013-11-22 | — |
| CHASE INVESTMENT SERVICES CORP. | 2011-07-08 | 2012-10-01 | — |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2007-08-02 | 2007-09-25 | — |