JAMES TROY TUTTLE

JAMES TROY TUTTLE is an investment adviser representative (IAR) with state registration records since 2009, appearing at 4 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (4)

FirmFromToCurrent
LPL FINANCIAL LLC2014-02-18presentYes
UBS FINANCIAL SERVICES INC.2012-02-062014-02-04
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2011-10-112011-12-19
NEW ENGLAND SECURITIES2009-10-162011-07-01

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