ANDREW D BAUMGARTNER is an investment adviser representative (IAR) with state registration records since 2010, appearing at 4 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2022-06-27 | present | Yes |
| BNY MELLON SECURITIES CORPORATION | 2018-10-23 | 2022-06-28 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2011-01-03 | 2016-11-03 | — |
| WELLS FARGO INVESTMENTS, LLC | 2010-08-23 | 2011-01-03 | — |