KAI-YUAN HU is an investment adviser representative (IAR) with state registration records since 2017, appearing at 4 firms. Currently registered with CHARLES SCHWAB & CO., INC..
| Firm | From | To | Current |
|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | 2022-02-15 | present | Yes |
| PRUCO SECURITIES, LLC | 2020-12-16 | 2022-02-07 | — |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2019-05-09 | 2020-12-18 | — |
| CETERA INVESTMENT ADVISERS LLC | 2018-01-02 | 2019-04-23 | — |
| CETERA INVESTMENT ADVISERS LLC | 2017-04-18 | 2017-12-22 | — |