JEFFREY J CARTER

JEFFREY J CARTER is an investment adviser representative (IAR) with state registration records since 2007, appearing at 6 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (7)

FirmFromToCurrent
LPL FINANCIAL LLC2025-08-15presentYes
B. RILEY WEALTH ADVISORS, INC.2023-09-082025-08-28
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2016-03-012023-09-09
J.P. MORGAN SECURITIES LLC2012-10-012016-03-29
CHASE INVESTMENT SERVICES CORP.2011-10-252012-10-01
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2009-02-022011-10-04
UBS FINANCIAL SERVICES INC.2007-11-052008-12-08

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