RADFORD E BROGDEN is an investment adviser representative (IAR) with state registration records since 2007, appearing at 6 firms. Currently registered with COMPASS WEALTH MANAGEMENT LLC.
| Firm | From | To | Current |
|---|---|---|---|
| COMPASS WEALTH MANAGEMENT LLC | 2021-03-24 | present | Yes |
| RBC CAPITAL MARKETS, LLC | 2012-11-13 | 2020-12-08 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2011-04-20 | 2012-11-20 | — |
| XML SECURITIES | 2010-03-08 | 2011-03-08 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2010-03-23 | — |
| MORGAN STANLEY & CO. LLC | 2009-03-04 | 2009-06-01 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2007-12-01 | 2009-03-05 | — |