David A Shaw

David A Shaw is an investment adviser representative (IAR) with state registration records since 2007, appearing at 6 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.

Registration history (6)

FirmFromToCurrent
CETERA INVESTMENT ADVISERS LLC2023-08-10presentYes
SECURIAN FINANCIAL SERVICES, INC.2020-09-042023-08-10
EDWARD D. JONES & CO., L.P.2016-06-072020-09-07
MSI FINANCIAL SERVICES, INC.2015-01-022016-06-01
NEW ENGLAND SECURITIES2008-08-202015-01-02
UBS FINANCIAL SERVICES INC.2007-07-272008-08-08

More