SHARON DIANA KAPLAN

SHARON DIANA KAPLAN is an investment adviser representative (IAR) with state registration records since 2007, appearing at 2 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.

Registration history (3)

FirmFromToCurrent
WELLS FARGO CLEARING SERVICES, LLC2023-11-27presentYes
WELLS FARGO CLEARING SERVICES, LLC2011-01-032023-10-04
WELLS FARGO INVESTMENTS, LLC2007-07-242011-01-03

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