SAMUEL WALLACE LEE

SAMUEL WALLACE LEE is an investment adviser representative (IAR) with state registration records since 2007, appearing at 4 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.

Registration history (4)

FirmFromToCurrent
CETERA INVESTMENT ADVISERS LLC2023-06-29presentYes
D.A. DAVIDSON & CO.2010-04-282018-02-16
MORGAN STANLEY SMITH BARNEY LLC2009-06-012010-05-24
CITIGROUP GLOBAL MARKETS INC.2007-08-302009-06-01

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