SAMUEL Robert MORALES

SAMUEL Robert MORALES is an investment adviser representative (IAR) with state registration records since 2010, appearing at 5 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.

Registration history (6)

FirmFromToCurrent
MORGAN STANLEY SMITH BARNEY LLC2024-08-06presentYes
CITIGROUP GLOBAL MARKETS INC.2019-05-162024-04-18
J.P. MORGAN SECURITIES LLC2013-05-012019-05-21
MSI FINANCIAL SERVICES, INC.2011-11-162013-04-12
J.P. MORGAN SECURITIES LLC2010-07-122011-09-29
DEUTSCHE BANK SECURITIES INC.2010-01-062010-07-29

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