CARLOS CATO

CARLOS CATO is an investment adviser representative (IAR) with state registration records since 2017, appearing at 3 firms. Currently registered with FIRST CITIZENS INVESTOR SERVICES, INC., FIRST CITIZENS ASSET MANAGEMENT, INC.

Registration history (3)

FirmFromToCurrent
FIRST CITIZENS ASSET MANAGEMENT, INC2026-05-22presentYes
FIRST CITIZENS INVESTOR SERVICES, INC.2026-01-13presentYes
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2017-08-212022-03-29

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