James Leo Carlisle

James Leo Carlisle is an investment adviser representative (IAR) with state registration records since 2011, appearing at 4 firms. Currently registered with RBC CAPITAL MARKETS, LLC.

Registration history (4)

FirmFromToCurrent
RBC CAPITAL MARKETS, LLC2022-12-14presentYes
WELLS FARGO CLEARING SERVICES, LLC2015-11-202017-07-05
CITIZENS SECURITIES, INC.2015-03-192015-10-26
COMMONWEALTH EQUITY SERVICES, LLC2011-01-312015-03-09

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