JAMES FRANK RIES is an investment adviser representative (IAR) with state registration records since 2014, appearing at 3 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 2023-08-10 | present | Yes |
| CRI SECURITIES, LLC | 2014-01-16 | 2021-10-21 | — |
| SECURIAN FINANCIAL SERVICES, INC. | 2014-01-16 | 2023-08-10 | — |