CARLA P LOPES is an investment adviser representative (IAR) with state registration records since 2008, appearing at 3 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2009-08-24 | present | Yes |
| BARCLAYS CAPITAL INC. | 2009-01-21 | 2009-08-12 | — |
| LEHMAN BROTHERS INC. | 2008-05-23 | 2008-10-15 | — |