ROBERT DUFFY TRACY is an investment adviser representative (IAR) with state registration records since 2008, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2023-07-26 | present | Yes |
| OSAIC FS, INC. | 2020-11-17 | 2023-07-25 | — |
| MML INVESTORS SERVICES, LLC | 2017-03-25 | 2020-11-18 | — |
| MSI FINANCIAL SERVICES, INC. | 2015-01-02 | 2017-03-25 | — |
| NEW ENGLAND SECURITIES | 2008-06-17 | 2015-01-02 | — |