IVAN PENA is an investment adviser representative (IAR) with state registration records since 2007, appearing at 4 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2015-05-04 | present | Yes |
| J.P. MORGAN SECURITIES LLC | 2012-10-01 | 2015-04-29 | — |
| CHASE INVESTMENT SERVICES CORP. | 2010-10-01 | 2012-10-01 | — |
| WELLS FARGO INVESTMENTS, LLC | 2007-10-16 | 2010-07-14 | — |