GAVIN ARTHUR LICHT

GAVIN ARTHUR LICHT is an investment adviser representative (IAR) with state registration records since 2007, appearing at 6 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (6)

FirmFromToCurrent
LPL FINANCIAL LLC2024-01-03presentYes
AMERIPRISE FINANCIAL SERVICES, LLC2020-05-292024-01-11
WELLS FARGO CLEARING SERVICES, LLC2013-07-262020-06-02
U.S. BANCORP INVESTMENTS, INC.2010-12-212013-07-29
WELLS FARGO INVESTMENTS, LLC2008-11-132010-12-22
WAMU INVESTMENTS, INC.2007-11-212008-11-05

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