NICHOLAS STEVEN SHANE

NICHOLAS STEVEN SHANE is an investment adviser representative (IAR) with state registration records since 2007, appearing at 4 firms. Currently registered with VALIC FINANCIAL ADVISORS, INC..

Registration history (4)

FirmFromToCurrent
VALIC FINANCIAL ADVISORS, INC.2015-12-16presentYes
BARCLAYS CAPITAL INC.2014-04-162015-12-15
CREDIT SUISSE SECURITIES (USA) LLC2008-09-182014-04-30
LEHMAN BROTHERS INC.2007-11-212008-09-24

More