James Andrew Rawson is an investment adviser representative (IAR) with state registration records since 2016, appearing at 4 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 2024-02-14 | present | Yes |
| CETERA ADVISORS LLC | 2023-02-16 | 2024-01-03 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2019-07-18 | 2021-05-11 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2016-02-26 | 2019-07-13 | — |