PAUL THOMAS DUNNICLIFFE

PAUL THOMAS DUNNICLIFFE is an investment adviser representative (IAR) with state registration records since 2007, appearing at 6 firms. Currently registered with COMMONWEALTH EQUITY SERVICES, LLC.

Registration history (6)

FirmFromToCurrent
COMMONWEALTH EQUITY SERVICES, LLC2020-10-21presentYes
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC2014-10-292020-09-28
TD AMERITRADE INVESTMENT MANAGEMENT, LLC2010-09-092014-10-08
TD AMERITRADE, INC.2010-09-092014-10-08
MORGAN STANLEY SMITH BARNEY LLC2009-06-012010-09-20
CITIGROUP GLOBAL MARKETS INC.2007-09-182009-06-01

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