SPENCER JAMES HUMBLES is an investment adviser representative (IAR) with state registration records since 2007, appearing at 4 firms. Currently registered with CHARLES SCHWAB & CO., INC..
| Firm | From | To | Current |
|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | 2022-04-21 | present | Yes |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2010-01-04 | 2023-09-07 | — |
| TD AMERITRADE, INC. | 2009-12-07 | 2022-10-14 | — |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2007-09-18 | 2009-06-22 | — |