Sumit Sharma is an investment adviser representative (IAR) with state registration records since 2014, appearing at 7 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2024-02-20 | present | Yes |
| UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER | 2022-07-05 | 2024-03-14 | — |
| FALCON WEALTH PLANNING, INC. | 2022-05-18 | 2022-06-15 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2021-02-03 | 2021-09-29 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2018-11-26 | 2020-10-30 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2018-10-09 | 2018-11-15 | — |
| EQUITABLE ADVISORS, LLC | 2014-09-11 | 2018-10-15 | — |