SHANNON NICOLE SMITH is an investment adviser representative (IAR) with state registration records since 2021, appearing at 2 firms. Currently registered with PALLAS CAPITAL ADVISORS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| PALLAS CAPITAL ADVISORS, LLC | 2021-05-25 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2021-05-19 | 2021-06-01 | — |