SHAUN D SMALL

SHAUN D SMALL is an investment adviser representative (IAR) with state registration records since 2008, appearing at 3 firms. Currently registered with WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC.

Registration history (3)

FirmFromToCurrent
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC2019-09-13presentYes
MORGAN STANLEY SMITH BARNEY LLC2009-06-012019-09-17
CITIGROUP GLOBAL MARKETS INC.2008-04-182009-06-01

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