JAMES E ROBERTS

JAMES E ROBERTS is an investment adviser representative (IAR) with state registration records since 2008, appearing at 6 firms. Currently registered with INTENTIONAL, LLC.

Registration history (6)

FirmFromToCurrent
INTENTIONAL, LLC2026-01-01presentYes
CIC WEALTH, LLC2019-03-182022-03-09
COMMONWEALTH EQUITY SERVICES, LLC2016-06-272019-03-05
CETERA ADVISORS LLC2012-09-252016-06-27
PRUCO SECURITIES, LLC2012-09-062012-09-24
LPL FINANCIAL LLC2008-03-122012-08-24

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