JAMES KAING is an investment adviser representative (IAR) with state registration records since 2015, appearing at 2 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2020-09-28 | present | Yes |
| HSBC SECURITIES (USA) INC. | 2015-12-10 | 2020-10-19 | — |