CAROL NG is an investment adviser representative (IAR) with state registration records since 2016, appearing at 2 firms. Currently registered with CITIGROUP GLOBAL MARKETS INC..
| Firm | From | To | Current |
|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | 2019-10-16 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2016-03-28 | 2018-04-10 | — |