DUANE J HALEY

DUANE J HALEY is an investment adviser representative (IAR) with state registration records since 2008, appearing at 6 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.

Registration history (6)

FirmFromToCurrent
CETERA INVESTMENT ADVISERS LLC2025-04-21presentYes
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.2016-09-012025-04-22
WELLS FARGO CLEARING SERVICES, LLC2011-09-092016-09-06
NEW ENGLAND SECURITIES2009-10-232011-09-12
STIFEL, NICOLAUS & COMPANY, INCORPORATED2008-05-302009-10-22
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2008-01-072008-05-08

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