Kai Tian

Kai Tian is an investment adviser representative (IAR) with state registration records since 2008, appearing at 4 firms. Currently registered with LPL ENTERPRISE, LLC.

Registration history (4)

FirmFromToCurrent
LPL ENTERPRISE, LLC2024-11-14presentYes
PRUCO SECURITIES, LLC2023-11-032024-11-14
PARK AVENUE SECURITIES LLC2022-09-262023-10-05
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2008-01-052008-08-04

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