James P Whalen is an investment adviser representative (IAR) with state registration records since 2007, appearing at 3 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2025-12-19 | present | Yes |
| MSI FINANCIAL SERVICES, INC. | 2009-02-26 | 2010-03-04 | — |
| UBS FINANCIAL SERVICES INC. | 2007-10-29 | 2008-10-20 | — |