James Ronald Lo Coco is an investment adviser representative (IAR) with state registration records since 2008, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2025-06-05 | present | Yes |
| WESTERN INTERNATIONAL SECURITIES, INC. | 2020-11-13 | 2025-06-05 | — |
| RJJ PASADENA SECURITIES, INC. | 2013-10-21 | 2020-12-11 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2013-10-28 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2008-01-02 | 2009-06-01 | — |