CAROLINE A PETERS is an investment adviser representative (IAR) with state registration records since 2014, appearing at 5 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2021-01-13 | present | Yes |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | 2020-10-28 | 2020-12-08 | — |
| CHARLES SCHWAB & CO., INC. | 2016-05-03 | 2020-03-17 | — |
| OSAIC INSTITUTIONS, INC. | 2016-03-08 | 2016-04-01 | — |
| BEACON CAPITAL MANAGEMENT, LLC | 2014-11-19 | 2015-05-27 | — |