WENDY ELIZABETH CARROLL is an investment adviser representative (IAR) with state registration records since 2009, appearing at 2 firms. Currently registered with WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | 2016-05-02 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2009-11-12 | 2014-05-08 | — |