Christopher Cody Smith is an investment adviser representative (IAR) with state registration records since 2014, appearing at 2 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2022-05-27 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2019-07-17 | 2022-05-08 | — |
| UBS FINANCIAL SERVICES INC. | 2014-08-01 | 2019-06-11 | — |